Securities offered thru SII Investments, Inc.
A Registered Broker Dealer.
Member of FINRA/SIPC and a Registered Investment Advisor. SII Investments and Shalin Financial are seperate companies.
This site is for informational purposes only and is not intended to be a solicitation for or offering of any security and:
Representatives of a Registered Broker Dealer ("BD) or Registered Investment Advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent, (a) satisfy the qualification requirements of, and approved to do business by, that state; or (b) or excluded or exempted from that state's registration requirements.
Representatives of a BD or IA are deemed to do business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
We are registered to offer scurities in the following states: Alabama, Georgia, Florida, South Carolina, Michigan, Utah, Tennessee and Vermont.
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